Policies and regulatory documentation
Anti-money Laundering
Please click on the links below to download the latest Wolfsberg Questionnaire for either Royal London Asset Management Limited or our parent company, The Royal London Mutual Insurance Society Limited.
Download the Royal London Asset Management Limited Wolfsberg Questionnaire
Download The Royal London Mutual Insurance Society Limited Wolfsberg Questionnaire
Assessment of Value reports
Best execution
Best execution is the way in which we pursue all practical steps in order to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure statement sets out the Royal London Asset Management Ltd order execution policy.
Download our best execution disclosure statement
Complaints policy
The complaints policy for our clients outlines how to raise an issue as well as our promise to you.
Download our complaints policy
Conflicts of interest disclosure
As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management is required to take appropriate steps to identify and prevent or manage conflicts of interest.
Download our conflicts of interest disclosure statement
Costs and Charges
Please visit one of the fund centres in our investor websites to access costs and charges disclosure information for our funds.
EMT - European MiFID Template
MiFID II introduces new obligations on MiFID firms acting as product manufacturers and distributors. This includes enhanced investor protection that requires firms to take responsibility for ensuring that products and related services that are designed are consistent with the interest of clients. Firms that manufacture financial products will need to specify, as part of the product approval process, a target market of end clients. This must cover characteristics and objectives the product is intended to deliver as well as a distribution strategy which is consistent with the identified target market.
Please visit one of the fund centres in our investor websites to access our EMT template.
EPT
To request a copy of our EPT please email RLAMCostCharges@rlam.co.uk
Equity Tilt Fund Investment process disclosure
This document describes the investment process for the Equity Tilt Funds.
You can find the document on the policies and regulatory pages on our UK investor sites:
Fund documentation
Please visit one of the fund centres in our investor websites to access regulatory documentation relating to our funds including KIIDs, prospectuses and financial reports.
Gender pay gap
In line with gender pay reporting legislation, Royal London will publish statutory calculations every year comparing men and women’s average pay across the organisation.
View the 2022 gender pay gap report
View the 2021 gender pay gap report
View the 2020 gender pay gap report
View the 2019 gender pay gap report
Good Governance Policy
Download our Good Governance Policy
MIFIDPRU Disclosures
The Investment Firms Prudential Regime requires in-scope firms to publish certain information relating to their risk management approach, capital adequacy, remuneration approaches and board diversity. These are known as MIFIDPRU Disclosures.
Royal London Asset Management MIFIDPRU Disclosures
Modern slavery statement
We are passionate about ensuring our business is conducted ethically. Visit our Group website to find out more and download our statements.
Read our modern slavery statement on the Group website
Product development procedure
Our Product Development Procedure sets out the governance process for designing and developing propositions, including their approval requirements, within Royal London Asset Management with the goal of ensuring that propositions meet identified customer needs based on insight and deliver good customer outcomes.
Download our product development procedure
Remuneration policy
Royal London Asset Management Limited is part of the Royal London Group. It is subject to the Group Remuneration Policy and comes under the governance of the Group Remuneration Committee which approves all specific remuneration plans and awards.
Download Royal London Unit Trust Managers Limited UCITS Summary Remuneration Policy
Download RLUM Limited Summary Remuneration Policy
Section 172 disclosure
Download our Royal London Unit Trust Managers Limited Section 172 disclosure
Download our Royal London Asset Management Limited Section 172 disclosure
Voting guidelines
Download our Voting guidelines